Raymond Joseph Lucia, Sr. is an American former Certified Financial
Planner, former Registered Investment Advisor, author, radio
personality and television host. He is host of The Ray Lucia Show, a
nationally syndicated radio and television financial talk show on the
Business Talk Radio Network and the Biz Television network.On July 8,
2013, The United States Securities and Exchange Commission (SEC)
banned him from associating with an investment adviser, broker or
dealer, revoked his license and that of his former company, and
slapped both with a fine -- $50,000 to Lucia and $250,000 to his
former firm.Lucia was born in Philadelphia, Pennsylvania. His family
moved to Poway, California when Lucia was ten years old. He went to
Palomar College on a football scholarship and earned a teaching
degree. Before becoming a financial advisor, Lucia was a high school
teacher and football coach, and also played guitar and sang in a rock
band. Lucia and his wife have four children.Lucia founded the Raymond
J. Lucia Companies, Inc. and was the company's President and CEO for
over twenty years. Registered Rep Magazine named Lucia as one of the
"Top 100 Independent Financial Advisors in America" in 2008, and he
was one of ten financial advisors recognized in the magazine's 2004
"Outstanding Broker Awards."
Planner, former Registered Investment Advisor, author, radio
personality and television host. He is host of The Ray Lucia Show, a
nationally syndicated radio and television financial talk show on the
Business Talk Radio Network and the Biz Television network.On July 8,
2013, The United States Securities and Exchange Commission (SEC)
banned him from associating with an investment adviser, broker or
dealer, revoked his license and that of his former company, and
slapped both with a fine -- $50,000 to Lucia and $250,000 to his
former firm.Lucia was born in Philadelphia, Pennsylvania. His family
moved to Poway, California when Lucia was ten years old. He went to
Palomar College on a football scholarship and earned a teaching
degree. Before becoming a financial advisor, Lucia was a high school
teacher and football coach, and also played guitar and sang in a rock
band. Lucia and his wife have four children.Lucia founded the Raymond
J. Lucia Companies, Inc. and was the company's President and CEO for
over twenty years. Registered Rep Magazine named Lucia as one of the
"Top 100 Independent Financial Advisors in America" in 2008, and he
was one of ten financial advisors recognized in the magazine's 2004
"Outstanding Broker Awards."
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